Financial Services Advisory

While businesses today operate in an increasingly complex and heavily regulated environment, AMF Global stands ready to effectively assist you with complying with the rapidly evolving regulations around the globe.

With AMF Global, a trusted and leading financial services consultant, your regulatory needs will be supported efficiently and effectively and in accordance to your operations.

Providing both retained or ad-hoc regulatory compliance consulting services, our dedicated team offers practical support during both the launch phase, as well as throughout the business lifecycle across markets including the UK, Europe, North America, Hong Kong and Singapore.

Our services mainly comprise of either a full comprehensive support package where a specialist team will be assigned to provide ongoing support and solutions or an ad hoc arrangement where you reach out when a need or a new project arises.

Start-up services include:

  • Compliance advice on start-up matters
  • Registration/authorization assistance including CySEC (other regulators)
  • Compliance infrastructure design, policies and procedures
  • Regulatory tax advisory services
  • Capital and liquidity forecasts
  • Business modelling and entity incorporations

Ongoing Compliance Support and Advisory Services

  • Day-to-day operational/regulatory support
  • Ad-hoc compliance and regulatory services
  • Compliance infrastructure design, policies and procedures
  • Thematic compliance reviews and onsite inspections
  • Evaluation and analysis of systems and controls
  • Annual and ongoing reviews of compliance arrangements, systems and controls
  • Drafting, updating or reviewing internal procedures, manuals and policies
  • Preparation of customised Compliance Monitoring Programmes
  • Mock regulatory audits, pre-enforcement and supervisory reviews
  • Support with on-site regulator visits, examinations and enforcement investigations
  • Financial and regulatory filings/reporting
  • Regulatory update notifications services
  • Website and marketing material compliance reviews
  • Secondments to compliance and regulatory roles
  • Regulatory Gap compliance analysis and impact assessment
  • Compliance Health Checks and Regulatory Compliance reviews
  • Investment Funds regulatory support
  • Support for CRS/FATCA reporting